Compliance & Regulatory Advisory
Ongoing regulatory compliance support, AML/KYC frameworks, outsourced compliance officers, and authority liaison for financial institutions.
Regulatory Compliance Support
Maintaining regulatory compliance is an ongoing challenge for financial institutions. Regulations evolve constantly, and regulators expect firms to stay ahead of changes. We provide comprehensive compliance support to help you meet your obligations efficiently.
From designing AML frameworks to providing outsourced compliance officers, we offer flexible solutions tailored to your license type, jurisdiction, and business model. Our team includes former regulators who understand exactly what authorities expect.
Compliance Services
Comprehensive Anti-Money Laundering and Know Your Customer policies, procedures, and controls tailored to your license requirements.
Experienced compliance officers available on a part-time or full-time outsourced basis to meet regulatory requirements.
Product governance, best execution, conflicts of interest, inducements, and client reporting under MiFID II.
Crypto-asset service provider compliance including market abuse prevention, custody requirements, and whitepaper obligations.
Transaction reporting, capital adequacy returns, and regulatory submissions across multiple jurisdictions.
Representation before regulators, responding to queries, and managing regulatory relationships on your behalf.
Independent compliance reviews and gap analysis to identify and address regulatory risks before they become issues.
AML, compliance, and regulatory training programs for board, management, and operational staff.
Regulatory Expertise
Zitadelle AG provides compliance advisory services tailored to the specific regulatory requirements of each jurisdiction — from initial AML/CFT framework setup through to ongoing regulatory reporting, licence condition compliance, and regulator examination preparation.
Need compliance support?
Our compliance experts are ready to help you meet your regulatory obligations.